Job - Ad posted by khalilhu

Prime Lending is in the process of establishing a new Financial Services Provider (FSP) and is seeking a suitably qualified Key Individual (KI) to be appointed on a part-time / retainer basis.

This is a senior compliance and oversight role in terms of the FAIS Act, suitable for an experienced professional currently acting as (or previously approved as) a Key Individual for one or more FSPs.

• Act as the appointed Key Individual for the FSP in terms of FAIS

• Provide regulatory and operational oversight of the FSP’s activities

• Ensure ongoing compliance with FSCA requirements

• Assist during the FSCA license application and review process

• Attend audits, inspections, or regulatory engagements if required

• Work alongside the appointed compliance officer

• FSCA-approved Key Individual or clearly approvable as a KI

• Relevant RE examinations completed

• Proven industry experience appropriate to FAIS Category I

• Strong understanding of FSCA / FAIS regulatory framework

• Based in South Africa and available for regulatory interaction

• Able to act as KI for an additional FSP (capacity permitting)

• Part-time / retainer arrangement

• Long-term relationship preferred

• Remuneration to be discussed based on experience and scope

Please respond with:

• A brief CV

• Confirmation of current KI appointments (if any)

• Relevant FAIS / FSCA experience

Only applicants with relevant KI-level experience will be considered.